Forms & Documents

General Info
Change of Information View PDF
Deposit Methods View PDF
Charges View PDF
Important - Orders Placed by Fax View PDF
Individual Client Information Update Form View PDF
Corporate Client Information Update Form View PDF
Tax Residency Self-Certification Form – Controlling Person View PDF
Tax Residency Self-Certification Form – Entity View PDF
Tax Residency Self-Certification Form – Individual View PDF
Update on Personal Information Collection Statement View PDF
Securities Account Opening
Margin Client (English)  
─ Agreement View PDF
─ Corporate A/C Supplement View PDF
─ Individual / Joint A/C Supplement View PDF
Margin Client (Chinese)  
─ Agreement View PDF
─ Corporate A/C Supplement View PDF
─ Individual / Joint A/C Supplement View PDF
Cash Client (English)  
─ Agreement View PDF
Cash Client (Chinese)  
─ Agreement View PDF
Others  
─ OTC Trading Services Agreement View PDF
─ Risk Disclosure Statement for Derivative and Structured Products View PDF
─ China Connect Risk Disclosure View PDF
 
Internet Securities Trading System (e-Trade)
Request New Password View PDF
Internet Services Agreement View PDF
Internet Trade User Manual View PDF
Electronic Document System (e-Doc)
Consent Letter (Securities) View PDF
Consent Letter (Futures) View PDF
FAQ View PDF